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Compliance

CIRCIA: Three Things to Know About the New CISA Cybersecurity Rule, Frazier & Deeter

CIRCIA: Three Things to Know About the New CISA Cybersecurity Rule

June 6, 2024

Beginning in 2025, critical infrastructure entities will be required to report cybersecurity incidents and ransomware payments to America's cyber defense agency, CISA. The goal? To enable the security community to stay informed and ahead of evolving threats and empower the CISA to quickly deliver support to cyber-attack victims. Read More

Private Fund Reform

Inside the SEC’s Private Fund Reform: What Advisors Need to Know

April 3, 2024

The private fund industry is undergoing drastic change. Recently, the SEC deepened its oversight of the sector, adopting new rules meant to increase visibility into how private fund investments are managed and performing. Read More

IRS Targets Partnership Losses In New Compliance Campaign

March 14, 2022

The IRS has announced a new campaign to crack down on partners who deduct losses that may exceed the basis in their partnership interest. The Partnership Losses in Excess of Partner’s Basis Campaign is part of a larger effort by... Read More

Private Equity 360 | Technology Trends Impacting Private Equity

February 17, 2022

Private equity firms are being challenged by ever-increasing demands for data from their investors and balancing their need for “real-time” access to data versus the use of third-party fund administrators. The in-house technology capabilities and related operational sophistication of private... Read More

Tax compliance at Frazier Deeter

Culture of Compliance | Keeping Up with Compliance Trends

January 12, 2022

What’s new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman. Carrie presents the most interesting findings for NAVEX Global’s annual risk & compliance benchmark report as well as additional advice for compliance leaders. Read More

Culture of Compliance

Culture of Compliance | Communication and Culture

July 8, 2020

Communication is a critical skill for any team, especially internal auditors seeking to do their jobs in a remote work environment. In this episode of Culture of Compliance, Sabrina Serafin interviews Danny Goldberg, the Founder of GoldSRD, who is a... Read More

Culture of Compliance

Culture of Compliance | Is 2020 the Year of Agile Audit?

June 16, 2020

This year has brought on unpredictable events which have disrupted everything, including audit procedures. With reduced resources and remote work, audit departments have to adapt. In this episode, Sabrina Serafin interviews Linh Truong of GoldSRD on how agile audit could... Read More

Culture of Compliance

Culture of Compliance | Cybersecurity Challenges: Data Protection in the M&A Process

April 28, 2020

Cybersecurity should be a consideration for both the buyer and the seller in the transaction process. Sabrina Serafin, FD Partner and National PRG Practice Leader, interviews Patrick Kelley, Chief Technology Officer of Critical Path Security. Patrick explains how companies can... Read More

Culture of Compliance

Culture of Compliance | Understanding Robotic Process Automation

March 31, 2020

In this episode, Sabrina Serafin interviews Matt Kunkel, CEO of LogicGate. They discuss the areas of risk a business can encounter and how it may be inefficient to manage them manually. Robotic Process Automation (RPA) helps change these manual tasks... Read More

Culture of Compliance

Culture of Compliance | Data Security with a Remote Workforce

March 18, 2020

In this episode of Culture of Compliance, Sabrina Serafin interviews Jodi Daniels of Red Clover Advisors. They discuss the unique data security challenges that working from home may present to companies. Culture of Compliance is available on iTunes, Google Play Music, Spotify and... Read More

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