The private fund industry is undergoing drastic change. Recently, the SEC deepened its oversight of the sector, adopting new rules meant to increase visibility into how private fund investments are managed and performing. Read More
The IRS has announced a new campaign to crack down on partners who deduct losses that may exceed the basis in their partnership interest. The Partnership Losses in Excess of Partner’s Basis Campaign is part of a larger effort by... Read More
Private equity firms are being challenged by ever-increasing demands for data from their investors and balancing their need for “real-time” access to data versus the use of third-party fund administrators. The in-house technology capabilities and related operational sophistication of private... Read More
What’s new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman. Carrie presents the most interesting findings for NAVEX Global’s annual risk & compliance benchmark report as well as additional advice for compliance leaders. Read More
As financial criminals get smarter, so does technology. Sabrina Serafin interviews Valerie Bannert-Thurner, Head of Anti-Financial Crime Technology at NASDAQ to discuss the NASDAQ’s annual compliance survey as well as their anti-financial crime efforts. Listen now using the player below... Read More
“Denial is never a good strategy.” How do you understand and try to address risk across an organization? Sabrina Serafin interviews Kristi Atwater, SVP of Internal Audit of Everi Holdings, about Enterprise Risk Management including advice for starting up the... Read More
As startups, entrepreneurs may find it difficult to set aside business development to focus on security. In this episode, Sabrina Serafin interviews Christina Cacioppo, Founder and CEO of Vanta, a SaaS solution that recently raised $50 Million in Series A... Read More
Ransomware is the #1 cyber risk of 2021 with estimates that 50% of all businesses have been hit. In this episode of Culture of Compliance, Sabrina Serafin interviews Skeet Spillane of Pillar Technology Partners about the magnitude of the problem... Read More
Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, returns to discuss the impact of the pandemic on promotability. Download Amii’s free Promotability... Read More
In this world of increased data and cyber-security risk, institutional investors have increased their awareness and due diligence requirements of private equity firms. FD’s National Practice Leader, Bob Woosley discusses the evolving trends in the diligence of private equity firms... Read More
