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Compliance

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IRS Targets Partnership Losses In New Compliance Campaign

March 14, 2022

The IRS has announced a new campaign to crack down on partners who deduct losses that may exceed the basis in their partnership interest. The Partnership Losses in Excess of Partner’s Basis Campaign is part of a larger effort by... Read More

Private Equity 360 Technology Trends 1920x1080 1

Private Equity 360 | Technology Trends Impacting Private Equity

February 17, 2022

Private equity firms are being challenged by ever-increasing demands for data from their investors and balancing their need for “real-time” access to data versus the use of third-party fund administrators. The in-house technology capabilities and related operational sophistication of private... Read More

Tax compliance at Frazier Deeter

Culture of Compliance | Keeping Up with Compliance Trends

January 12, 2022

What’s new in the compliance industry and how can compliance leaders keep up with their peers? Sabrina Serafin interviews Carrie Penman. Carrie presents the most interesting findings for NAVEX Global’s annual risk & compliance benchmark report as well as additional advice for compliance leaders. Read More

Culture of Compliance Fintech Anti Money Laundering with NASDAQ

Fintech & Anti-Money Laundering with NASDAQ

December 14, 2021

As financial criminals get smarter, so does technology. Sabrina Serafin interviews Valerie Bannert-Thurner, Head of Anti-Financial Crime Technology at NASDAQ to discuss the NASDAQ’s annual compliance survey as well as their anti-financial crime efforts. Listen now using the player below... Read More

Culture of Compliance Enterprise Risk on a Budget

Culture of Compliance | Enterprise Risk on a Budget

September 28, 2021

“Denial is never a good strategy.” How do you understand and try to address risk across an organization? Sabrina Serafin interviews Kristi Atwater, SVP of Internal Audit of Everi Holdings, about Enterprise Risk Management including advice for starting up the... Read More

Culture of Compliance Security as a Founding Principle

Culture of Compliance | Security as a Founding Principle

September 14, 2021

As startups, entrepreneurs may find it difficult to set aside business development to focus on security. In this episode, Sabrina Serafin interviews Christina Cacioppo, Founder and CEO of Vanta, a SaaS solution that recently raised $50 Million in Series A... Read More

Culture of Compliance The Challenge of Ransomware UPDATED

Culture of Compliance | The Challenge of Ransomware

August 17, 2021

Ransomware is the #1 cyber risk of 2021 with estimates that 50% of all businesses have been hit. In this episode of Culture of Compliance, Sabrina Serafin interviews Skeet Spillane of Pillar Technology Partners about the magnitude of the problem... Read More

Culture of Compliance Podcast Did the Pandemic Affect Promotability

Culture of Compliance | Did the Pandemic Affect Promotability?

August 3, 2021

Changing work environments and work cultures due to the pandemic impacted how everyone sees their careers. Amii Barnard-Bahn, Executive Coach and former Fortune Global 50 executive, returns to discuss the impact of the pandemic on promotability. Download Amii’s free Promotability... Read More

Private Equity 360 Evolving Trends in Diligence of Private Equity Firms

Private Equity 360 | Evolving Trends in Diligence of Private Equity Firms

June 10, 2021

In this world of increased data and cyber-security risk, institutional investors have increased their awareness and due diligence requirements of private equity firms. FD’s National Practice Leader, Bob Woosley discusses the evolving trends in the diligence of private equity firms... Read More

Culture of Compliance Defense Providers The Cybersecurity Maturity Model Certification CMMC

CMMC: The Cybersecurity Maturity Model Certification

May 18, 2021

The State Department recently fined Honeywell $13M for cybersecurity shortcomings. In this episode, FD’s Sabrina Serafin interviews Scott Edwards, CEO and Founder of Summit 7, to discuss CMMC and what companies working with the US Department of Defense need to... Read More

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