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Sarbanes-Oxley

Streamlining SOX Compliance

FD’s risk management professionals have extensive experience assisting companies with every aspect of Sarbanes-Oxley compliance. Using our proprietary, proven methodology and extensive, hands-on knowledge, our team serves a wide range of clients, including Fortune 1000 companies, in adding efficiencies and minimizing the additional costs of compliance efforts.

Our risk management professionals are led by former members of the Public Company Accounting and Oversight Board (PCAOB). These members were instrumental in writing policies and evaluating firms across the nation, and have used that expertise to standardize our audit methodology.

  • SOX Program Leadership

    A Sarbanes-Oxley Section 404 effort is executed in multiple stages. Frazier & Deeter provides comprehensive guidance or assistance at any stage of the project:

    • Planning and scoping
    • Documenting significant processes and controls
    • Evaluating internal control effectiveness
    • Identifying issues and designing corrective actions
    • Implementing solutions and remediation efforts
    • Internal control reporting
  • Audit Committee Advisory Services

    The FD Audit Committee Advisory Services encompass the key areas of Audit Committees’ oversight responsibilities as they relate to internal controls. Our professionals optimize the communication effectiveness with:

    • Providing guidance on emerging audit, risk management and governance topics
    • Increasing awareness of audit and risk management concepts that improve corporate governance results
    • Communicating regulatory best practices
  • Policy & Procedure Support

    Our experienced team helps you first define and then implement critical procedures to support your SOX program.

  • Public Company Readiness

    Our team deploys a comprehensive framework and methodology to assist companies with preparing for Sarbanes-Oxley. The methodology takes in to account all of the evolving regulatory guidance, including AS5, Dodd-Frank, and numerous industry-specific laws and regulations.

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