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Risk Management Compliance

What to Expect from PCI DSS v4.0

September 18, 2019

On Day 1 of the PCI Security Standards Council’s North America Meeting in Vancouver, Emma Sutcliffe, Global Head of Standards, kicked off the conversation. She previewed what we should expect from the upcoming Request For Comments (RFC) period, the version... Read More

Culture of Compliance: Dodging Cyber Crime: How to “Stay Woke” in Today’s Online World

August 19, 2019

In today’s cyber landscape, corporations adopting a”fingers crossed” security strategy can lead to huge losses for the company and individuals alike. In this episode, Sabrina Serafin speaks with cyber security expert Mary-Michael Horowitz, CEO of Asylas, about the cyber crime... Read More

Complying with New York’s Cybersecurity Regulation (23NYCRR 500): What Financial Services Firms Need to Know

August 15, 2019

With the growing potential impact of cybercrime on financial service entities, the New York Department of Financial Services (NYDFS) responded by implementing new regulation regarding cybersecurity requirements for financial institutions under DFS regulation. This New York Department of Financial Services... Read More

Culture of Compliance: Marketing Internal Audit within Your Organization

July 30, 2019

It sometimes seems like executives see the big risks associated with situations like data breaches or fraud, yet still view the internal audit function as a cost of doing business rather than an important investment. Sabrina Serafin welcomes back Danny Goldberg,... Read More

Culture of Compliance: Managing Cyber Risk: Understanding the NIST Control Framework

July 15, 2019

Cybersecurity is a prevalent topic in the news today, with data breaches hitting the headlines every week. Not surprisingly, we are also seeing legislation in the U.S. and internationally designed to encourage companies to protect sensitive personal information. It is... Read More

Culture of Compliance: Making the Shift to Agile Internal Audit

June 21, 2019

Do you ever feel as though your internal audit methodology is too rigid and misses the mark? Sabrina Serafin meets with Danny Goldberg of GoldSRD to discuss Agile Internal Auditing, a flexible new approach to achieving your objectives. Culture of... Read More

Culture of Compliance – Creating a Sustainable Culture of Compliance

June 6, 2019

How do you rally your company’s internal messaging around compliance and help turn compliance into an opportunity and strategy rather than a dirty word? Sabrina Serafin sits down with Heather Fortner, Chief Compliance Officer and Chief Operating Officer of wealth... Read More

Culture of Compliance – Leveraging Biometrics & Document Data Security: Smart Eye Technology

April 23, 2019

Data security is a top concern for modern organizations. What are your options to keep your information safe? Sabrina Serafin meets with Dexter Caffey of Smart Eye Technology to discuss his company’s new biometric document security software and how leveraging... Read More

Culture of Compliance: One Size Fits One: Implementing Risk Strategy

April 8, 2019

Sabrina Serafin speaks with Jason Sammons of our Process, Risk & Governance practice about implementing risk management as a strategy to help small and mid-sized businesses grow and reach their potential. Culture of Compliance is available on iTunes, Google Play Music and Spotify. Listen now using... Read More

Culture of Compliance – 4 Critical Steps to Cyber Readiness with Pillar Technology Partners

June 25, 2018

Sabrina Serafin, Partner and National Practice Leader of Frazier & Deeter’s Process, Risk and Governance Practice talks with Tim Martin and Skeet Spillane from Pillar Technology Partners about how they help clients prepare for all things cyber. Culture of Compliance... Read More

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