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Compliance

Culture of Compliance – Creating a Sustainable Culture of Compliance

June 6, 2019

How do you rally your company’s internal messaging around compliance and help turn compliance into an opportunity and strategy rather than a dirty word? Sabrina Serafin sits down with Heather Fortner, Chief Compliance Officer and Chief Operating Officer of wealth... Read More

Culture of Compliance: One Size Fits One: Implementing Risk Strategy

April 8, 2019

Sabrina Serafin speaks with Jason Sammons of our Process, Risk & Governance practice about implementing risk management as a strategy to help small and mid-sized businesses grow and reach their potential. Culture of Compliance is available on iTunes, Google Play Music and Spotify. Listen now using... Read More

Culture of Compliance – Evolution of Compliance

May 29, 2018

In Culture of Compliance’s first episode, Sabrina Serafin, Frazier & Deeter’s National Process, Risk & Governance Practice leader, talks with Darryl Cox, Strategic Cloud Adviser & Sales Executive at QTS Realty Trust, about changes to compliance and how it affects... Read More

SOC 2 Examination Changes

As risk evolves, so does SOC 2 reporting

April 17, 2018

Technological advances over the past 25 years have driven unimaginable conveniences, but our rapidly evolving technology has also increased the complexity of managing risk. As new risks emerge, the American Institute of Certified Public Accountants (AICPA) continues to adapt the... Read More