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    Compliance

    Culture of Compliance | Choosing a SOC Provider

    February 2, 2021

    Not all SOC providers are the same and a one size fits all approach could mean disaster. What questions should you ask? Sabrina Serafin and Shelby Nelson, SOC lecturer and Partner with Frazier & Deeter, dive into that topic in... Read More

    Monitoring the SolarStorm: Understanding SolarWinds Orion Hack

    January 12, 2021

    By Derrick Rice and Eric Geving What do we know? The recent news of the SolarWinds Orion hack and its ever-growing list of impacted clients is unlike any hack within recent history. The SolarWinds Orion client base of 300,000+ users... Read More

    Culture of Compliance | Global Mobility: What are the Compliance Risks?

    December 15, 2020

    With employees working remotely as the norm, many have opted to shift their work location to a place far from the office. This could have tax implications for both the employer and employee. Sabrina Serafin interviews Jonathan Clark and Kristin... Read More

    Culture of Compliance | Managing Contracts as Part of Your Digital Transformation

    September 30, 2020

    Although accepting a contract these days is as simple as clicking “yes,” there are data privacy and legal implications when accepting one. In 2020, every company has had to rapidly change how they do business, and contracts between vendors, clients... Read More

    Culture of Compliance: Artificial Intelligence and Machine Learning

    September 1, 2020

    Artificial intelligence and machine learning are getting a lot of attention in the board room, and they are becoming integral tools in today’s culture of compliance. Sabrina Serafin interviews Christian Focacci, the Vice President of Offering Management with Steele Global.... Read More

    Supply Chain: The AICPA’s New SOC for Supply Chain

    August 14, 2020

    Supply chain risk management (SCRM) has not only been a hot topic in 2020, it has become a realized risk. Dramatic product demand, coupled with abrupt reduced production and supply across the globe, created and continues to create historic levels... Read More

    PCI Compliance in a Quarantined World

    March 30, 2020

    The spread of COVID-19 has introduced new challenges affecting all facets of life. How can we go about navigating PCI compliance while maintaining our distance?  The Guidance Businesses everywhere are learning how to adjust to a “new normal” that has... Read More

    Culture of Compliance

    Culture of Compliance: SOC Reports – Advantages & What to Expect

    November 19, 2019

    A SOC report can demonstrate to your clients and vendors a dedication to trust and security, but what does the process look like? Sabrina Serafin discusses the advantages and history of SOC reporting with Shelby Nelson, a SOC lecturer and... Read More

    Culture of Compliance

    Culture of Compliance: Small Businesses at Risk – The Strategic Advantage of Internal Controls

    September 25, 2019

    The Association of Certified Fraud Examiners finds that Small Businesses are especially vulnerable to fraud and financial management errors. In this episode, Sabrina Serafin and Katrina Barrett explore internal controls that can help smaller businesses minimize risk. Culture of Compliance is... Read More

    Culture of Compliance

    Culture of Compliance – Creating a Sustainable Culture of Compliance

    June 6, 2019

    How do you rally your company’s internal messaging around compliance and help turn compliance into an opportunity and strategy rather than a dirty word? Sabrina Serafin sits down with Heather Fortner, Chief Compliance Officer and Chief Operating Officer of wealth... Read More

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